Annual Report to Parliament on the Access to Information Act April 1, 2018 to March 31, 2019

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Body

Table of Contents

Introduction  
Our Mandate  
Our Mission  
Access to Information Activities  
Historical Trend Analysis  
Appendix A – Statistical Report  
Appendix B – Delegation Order  
 


INTRODUCTION

The Office of the Correctional Investigator is pleased to submit to Parliament its Annual Report on the administration of the Access to Information Act (ATIA) for the fiscal year commencing on April 1, 2018 and ending March 31, 2019. This report is submitted in accordance with section 72 of the Act . This report is tabled in Parliament by the Minister of Public Safety and Emergency Preparedness.

The Access to Information Act took effect on July 1, 1983. The ATIA gives Canadian citizens, permanent residents and any person and corporation present in Canada a right of access to information contained in government records, subject to certain specific and limited exceptions.

OUR MANDATE

The Office of the Correctional Investigator is mandated by Part III of the Corrections and Conditional Release Act as an Ombudsman for federal offenders. The primary function of the Office is to investigate and bring resolution to individual offender complaints. The Office as well, has a responsibility to review and make recommendations on the Correctional Service's policies and procedures associated with the areas of individual complaints to ensure that systemic areas of concern are identified and appropriately addressed.

OUR MISSION

As the ombudsman for federally sentenced offenders, the Office of the Correctional Investigator serves Canadians and contributes to safe, lawful and humane corrections through independent oversight of the Correctional Service of Canada by providing accessible, impartial and timely investigation of individual and systemic concerns. While an independent organization, the Office of the Correctional Investigator is part of the Public Safety and Emergency Preparedness Portfolio.

ACCESS TO INFORMATION ACTIVITIES

The Minister of Public Safety and Emergency Preparedness is the designated head of the institution for the Access to Information Act . The Correctional Investigator has been delegated full authority under the Access to Information Act by the Minister. Full authority under the Act has also been delegated to the Access to Information and Privacy Coordinator. The delegation of authority to administer the Act was confirmed by the Minister of Public Safety and Emergency Preparedness on November 30, 2015 (see Appendix B ).

While the responsibilities of the ATIP Coordinator are assigned to the Director of Corporate Services and Planning, the actual processing of requests and any associated activities are generally carried out by a consultant. Given the limited number of requests, it is felt that this is the most cost effective utilization of resources and delivery of these activities.

The ATIP Coordinator is accountable for the development, coordination and implementation of effective policies, guidelines, systems and procedures to ensure the responsibilities under the Access to Information Act are met and to enable appropriate processing and proper disclosure of information. The Coordinator is also responsible for related policies, systems and procedures emanating from the Act .

The main activities of the ATIP Coordinator include:

  • Processing requests under the Act ;
  • Developing and maintaining policies, procedures and guidelines to ensure the Act is respected;
  • Promoting awareness of the Act to ensure the OCI’s responsiveness to the obligations imposed on the government;
  • Monitoring the OCI’s compliance with the Act , regulations and relevant procedures and policies;
  • Preparing annual reports to Parliament and other statutory reports, as well as other material that may be required by central agencies;
  • Representing the OCI in dealings with the Treasury Board Secretariat, the Information Commissioner and other government agencies regarding the application of the Act as they relate to the OCI; and
  • Supporting the OCI in meeting its commitments in relation to greater openness and transparency through proactive disclosure of information and the disclosure of information through informal avenues.

During the Reporting Period:

Thirty-nine (39) requests were received and there were two (2) outstanding from the previous reporting period. Twenty-seven (27) of these requests were disclosed in part, two (2) were released in their entirety, none exempted in their entirety, one (1) was abandoned, nine (9) had no existing records, none were transferred and two (2) were carried forward to the next reporting period. Extensions were needed for twenty-three (23) of the requests. Only four (4) informal requests were received this year.

The Office could not meet the statutory response delays for twelve (12) requests during the reporting period. In ten (10) of those twelve (12) requests, the delays were attributable to consultation timeframes with Correctional Services Canada. As is the standard, CSC is most often given ten (10) days to respond to a consultation. Where possible, extensions are provided when requested by CSC.

Since the fall of 2016, CSC has established service standards for consulting with their department. These service standards include the following:

NUMBER OF PAGES

NUMBER OF DAYS*

1-10

30 days

11-50

60 days

51-100

90 days

101-200

120 days

201+

Please contact CSC’s ATIP office for a time estimate.

Although the said service standards were apparently intended to be temporary, it appears they have become permanent.

This year CSC response times to our consultations were an average of 129 days to review an average of 212 pages.

Because the majority of the documents requested from my Office require consultation with CSC, consultation response times are greatly impacting the Office’s ability to complete our reviews in a timely fashion. Over the past year, I have decided that in cases where CSC does not or cannot respond on time, my Office would proceed with the response to the requesters as long as there are no apparent concerns with content based in my Office’s view. This approach has allowed my Office to ensure timely responses to requesters.

Monitoring, by the ATIP Coordinator, of the time required to process these access requests was completed in preparing the historical trend analysis in this report. The Executive Director and the ATIP Coordinator are advised by way of a briefing note when requests are not closed within the required time limits. The briefing note advises of the reason for the late response, which is typically a late or never received response from other government departments on a consultation.

No training sessions were provided during the reporting period. Advice, guidance and recommendations were provided by the consultant on an as required basis to Management and staff.

There were no new OCI-specific access related procedures, policies or guidelines implemented.  
The OCI received no complaints during the reporting period.

For 2018-19, the costs directly associated with the administration of the Access to Information Act are estimated at $45,014.

Staff: $11,069  
Consultant fees: $33,945

The associated employee resources for 2018-19 are estimated at 0.48 FTE for administering the Access to Information Act .

HISTORICAL TREND ANALYSIS

Over a five year period, from 2014-15 to 2018-19, the OCI received an average of eighteen (18) requests annually; the lowest number of requests received in a reporting period was eight (8) and the highest number of requests received in a reporting period was thirty-nine (39). Over the last five years the OCI has maintained a 68% completion rate of requests processed between 1-60 days. The average completion time within 30 days was 36% of all requests; and, the average completion time between 30 and 60 days was 32% of all requests.

The Source of the Requests was most often the Public with an average of thirteen (13) requests followed by the Media with an average of two (2) requests. With regards to the number of pages processed, an average of four thousand, eight hundred and sixty-four (4,864) was recorded; the highest number of pages processed in a reporting period was seven thousand six hundred and thirty-seven (7,637); the lowest number of pages processed in a reporting period was three thousand, one hundred and sixty-two (3,162).

The most frequently used exemptions were:

  • 19(1): 48%
  • 16(1)(d): 10%
  • 24(1)(b): 10%

A total of fifty-nine (59) extensions for consultations were recorded for an average of twelve (12) extensions per reporting period; the highest number of extensions in one reporting period was twenty-three (23); the lowest number of extensions in one reporting period was four (4).

A total of thirty-three (33) consultations were received from other government organizations for an average of six (6) consultations per reporting period.

This baseline data will continue to be used in future years to assess trends, inform ongoing improvement in the processing of ATI requests and implementing corrective measures where necessary.

APPENDIX A - Statistical Report

Name of institution: Office of the Correctional Investigator

Reporting period: 2018-04-01 to 2019-03-31

Part 1 - Requests Under the Access to Information Act 

1.1 Number of requests 

Number of Requests 

Received during reporting period

39

Outstanding from previous reporting period

2

Total 

41

Closed during reporting period

39

Carried over to next reporting period

2

1.2 Sources of requests 

Source

Number of Requests

Media

2

Academia

0

Business (private sector)

3

Organization

0

Public

34

Decline to Identify

0

Total 

39

1.3 Informal requests 

Completion Time

1 to 15 Days

16 to 30 Days

31 to 60 Days

61 to 120 Days

121 to 180 Days

181 to 365 Days

More Than  
365 Days

Total

4

0

0

0

0

0

0

4

Note: All requests previously recorded as "treated informally" will now be accounted for in this section only.

Part 2 - Requests Closed During the Reporting Period

2.1 Disposition and completion time 

Disposition of Requests

Completion Time

1 to 15 days

16 to 30 days

31 to 60 days

61 to 120 days

121 to 180 days

181 to 365 days

More than 365 days

Total

All disclosed

0

1

1

0

0

0

0

2

Disclosed in part

4

1

10

10

0

2

0

27

All exempted

0

0

0

0

0

0

0

0

All excluded

0

0

0

0

0

0

0

0

No records exist

0

9

0

0

0

0

0

9

Request transferred

0

0

0

0

0

0

0

0

Request abandoned

1

0

0

0

0

0

0

1

Neither confirmed nor  
denied

0

0

0

0

0

0

0

0

Total 

5

11

11

10

0

2

0

39

2.2 Exemptions 

Section

Number of Requests

13(1)(a)

0

13(1)(b)

0

13(1)(c)

0

13(1)(d)

0

13(1)(e)

0

14

0

14(a)

0

14(b)

0

15(1) - I.A.

0

15(1) - Def.

0

15(1) - S.A.

0

16(1)(a)(i)

1

16(1)(a)(ii)

0

16(1)(a)(iii)

0

16(1)(b)

0

16(1)(c)

0

16(1)(d)

0

16(2)

0

16(2)(a)

0

16(2)(b)

0

16(2)(c)

2

16(3)

0

16.1(1)(a)

0

16.1(1)(b)

0

16.1(1)(c)

0

16.1(1)(d)

0

16.2(1)

0

16.3

0

16.4(1)(a)

0

16.4(1)(b)

0

16.5

0

17

0

18(a)

0

18(b)

0

18(c)

0

18(d)

0

18.1(1)(a)

0

18.1(1)(b)

0

18.1(1)(c)

0

18.1(1)(d)

0

19(1)

21

20(1)(a)

0

20(1)(b)

0

20(1)(b.1)

0

20(1)(c)

0

20(1)(d)

0

20.1

0

20.2

0

20.4

0

21(1)(a)

1

21(1)(b)

4

21(1)(c)

0

21(1)(d)

0

22

0

22.1(1)

0

23

0

24(1)

0

26

0

I.A.: International Affairs Def.: Defence of Canada S.A.: Subversive Activities

2.3 Exclusions 

Section

Number of Requests

68(a)

0

68(b)

0

68(c)

0

68.1

0

68.2(a)

0

68.2(b)

0

69(1)

0

69(1)(a)

0

69(1)(b)

0

69(1)(c)

0

69(1)(d)

0

69(1)(e)

0

69(1)(f)

0

69(1)(g) re (a)

0

69(1)(g) re (b)

0

69(1)(g) re (c)

0

69(1)(g) re (d)

0

69(1)(g) re (e)

0

69(1)(g) re (f)

0

69.1(1)

0

2.4 Format of information released 

Disposition

Paper

Electronic

Other formats

All disclosed

2

0

0

Disclosed in part

26

1

0

Total 

28

1

0

2.5 Complexity

2.5.1 Relevant pages processed and disclosed 

Disposition of Requests

Number of Pages  
Processed

Number of Pages  
Disclosed

Number of Requests

All disclosed

29

29

2

Disclosed in part

7637

7181

27

All exempted

0

0

0

All excluded

0

0

0

Request abandoned

0

0

1

Neither confirmed nor  
denied

0

0

0

2.5.2 Relevant pages processed and disclosed by size of requests 

Disposition

Less than 100  
Pages Processed

101-500  
Pages Processed

501-1000  
Pages Processed

1001-5000  
Pages Processed

More than 5000  
Pages Processed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

All disclosed

2

29

0

0

0

0

0

0

0

0

Disclosed in part

13

408

9

2200

3

1548

2

3025

0

0

All exempted

0

0

0

0

0

0

0

0

0

0

All excluded

0

0

0

0

0

0

0

0

0

0

Request abandoned

1

0

0

0

0

0

0

0

0

0

Neither  
confirmed nor  
denied

0

0

0

0

0

0

0

0

0

0

Total 

16

437

9

2200

3

1548

2

3025

0

0

2.5.3 Other complexities 

Disposition

Consultation Required

Assessment of Fees

Legal Advice Sought

Other

Total

All disclosed

2

0

0

0

2

Disclosed in part

17

0

0

0

17

All exempted

0

0

0

0

0

All excluded

0

0

0

0

0

Request abandoned

0

0

0

0

0

Neither  
confirmed nor  
denied

0

0

0

0

0

Total 

19

0

0

0

19

2.6 Deemed refusals

2.6.1 Reasons for not meeting statutory deadline 

Number of Requests Closed Past the Statutory Deadline

Principal Reason

Workload

External Consultation

Internal Consultation

Other

12

0

10

1

1

2.6.2 Number of days past deadline 

Number of Days Past Deadline

Number of Requests Past Deadline  
Where No Extension Was Taken

Number of Requests Past Deadline  
Where an Extension WasTaken

Total

1 to 15 days

1

3

4

16 to 30 days

0

3

3

31 to 60 days

0

2

2

61 to 120 days

0

2

2

121 to 180 days

0

0

0

181 to 365 days

0

1

1

More than 365 days

0

0

0

Total 

1

11

12

2.7 Requests for translation 

Translation Requests

Accepted

Refused

Total

English to French

0

0

0

French to English

0

0

0

Total 

0

0

0

Part 3 - Extensions

3.1 Reasons for extensions and disposition of requests 

Disposition of Requests Where  
an Extension Was Taken

9(1)(a)  
Interference with Operations

9(1)(b)  
Consultation

9(1)(c)  
Third-Party Notice

Section 69

Other

All disclosed

0

0

1

0

Disclosed in part

1

0

21

0

All exempted

0

0

0

0

All excluded

0

0

0

0

No records exist

0

0

0

0

Request abandoned

0

0

0

0

Total 

1

0

22

0

3.2 Length of extensions 

Length of Extensions

9(1)(a)  
Interference With Operations

9(1)(b)  
Consultation

9(1)(c)  
Third-Party Notice

Section 69

Other

30 days or less

1

0

18

0

31 to 60 days

0

0

3

0

61 to 120 days

0

0

1

0

121 to 180 days

0

0

0

0

181 to 365 days

0

0

0

0

365 days or more

0

0

0

0

Total 

1

0

22

0

PART 4 - Fees

Fees 

Fee Type

Fee Collected

Fee Waived or Refunded

Number of Requests

Amount

Number of Requests

Amount

Application

4

$20

35

$175

Search

0

$0

0

$0

Production

0

$0

0

$0

Programming

0

$0

0

$0

Preparation

0

$0

0

$0

Alternative format

0

$0

0

$0

Reproduction

0

$0

0

$0

Total 

4

$20

35

$175

Part 5 - Consultations Received From Other Institutions and Organizations

5.1 Consultations received from other Government of Canada institutions and organizations 

Consultations

Other Government of Canada Institutions

Number of Pages to Review

Other Organizations

Number of Pages to Review

Received during reporting period

6

194

0

0

Outstanding from the previous reporting period

0

0

0

0

Total 

6

194

0

0

Closed during the reporting period

6

194

0

0

Pending at the end of the reporting period

0

0

0

0

5.2 Recommendations and completion time for consultations received from other Government of Canada Institutions 

Recommendation

Number of Days Required to Complete Consultation Requests

1 to 15 Days

16 to 30 Days

31 to 60 Days

61 to 120 Days

121 to 180 Days

181 to 365 Days

More than 365 Days

Total

Disclose entirely

6

0

0

0

0

0

0

6

Disclose in part

0

0

0

0

0

0

0

0

Exempt entirely

0

0

0

0

0

0

0

0

Exclude entirely

0

0

0

0

0

0

0

0

Consult other institution

0

0

0

0

0

0

0

0

Other

0

0

0

0

0

0

0

0

Total 

6

0

0

0

0

0

0

6

5.3 Recommendations and completion time for consultations received from other organizations 

Recommendation

Number of Days Required to Complete Consultation Requests

1 to 15 days

16 to 30 days

31 to 60 days

61 to 120 days

121 to 180 days

181 to 365 days

More than 365 days

Total

Disclose entirely

0

0

0

0

0

0

0

0

Disclose in part

0

0

0

0

0

0

0

0

Exempt entirely

0

0

0

0

0

0

0

0

Exclude entirely

0

0

0

0

0

0

0

0

Consult other institution

0

0

0

0

0

0

0

0

Other

0

0

0

0

0

0

0

0

Total 

0

0

0

0

0

0

0

0

Part 6 - Completion Time of Consultations on Cabinet Confidences

6.1 Requests with Legal Services 

Fewer Than 100  
Pages Processed

101-500  
Pages Processed

501-1000  
Pages Processed

1001-5000  
Pages Processed

More Than 5000  
Pages Processed

Number of Days

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

1 to 15

0

0

0

0

0

0

0

0

0

0

16 to 30

0

0

0

0

0

0

0

0

0

0

31 to 60

0

0

0

0

0

0

0

0

0

0

61 to 120

0

0

0

0

0

0

0

0

0

0

121 to 180

0

0

0

0

0

0

0

0

0

0

181 to 365

0

0

0

0

0

0

0

0

0

0

More than 365

0

0

0

0

0

0

0

0

0

0

Total 

0

0

0

0

0

0

0

0

0

0

6.2 Requests with Privy Council Office 

Fewer Than 100  
Pages Processed

101-500  
Pages Processed

501-1000  
Pages Processed

1001-5000  
Pages Processed

More Than 5000  
Pages Processed

Number of Days

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

Number of Requests

Pages Disclosed

1 to 15

0

0

0

0

0

0

0

0

0

0

16 to 30

0

0

0

0

0

0

0

0

0

0

31 to 60

0

0

0

0

0

0

0

0

0

0

61 to 120

0

0

0

0

0

0

0

0

0

0

121 to 180

0

0

0

0

0

0

0

0

0

0

181 to 365

0

0

0

0

0

0

0

0

0

0

More than 365

0

0

0

0

0

0

0

0

0

0

Total 

0

0

0

0

0

0

0

0

0

0

Part 7 - Complaints and Investigations

 

Section 32

Section 35

Section 37

Total

0

0

0

0

Part 8: Court Action

 

Section 41

Section 42

Section 44

Total

0

0

0

0

Part 9 - Resources Related to the Access to Information Act 

9.1 Costs 

Expenditures

Amount

Salaries

$11,069

Overtime

$0

Goods and Services

$33,945

Professional services contracts

$33,945

Other

$0

Total 

$45,014 

9.2 Human Resources 

Resources

Person Years Dedicated  
to Access to  
Information Activities

Full-time employees

0.17

Part-time and casual employees

0.00

Regional staff

0.00

Consultants and agency personnel

0.31

Students

0.00

Total 

0.48

Note: Enter values to two decimal places.

Appendix B - Delegation Order

Access to Information Act Delegation Order

The Minister of Public Safety and Emergency Preparedness , pursuant to section 73 of the Access to Information Act , hereby designates the persons holding the positions set out in the schedule hereto to exercise the powers and perform the duties and functions of the Minister as head of a government institution, that is, the Office of the Correctional Investigator, under the sections of the Act set out in the schedule opposite each position

Schedule 

Position

Sections of the Access to Information Act and Regulations

Correctional Investigator

Full Authority

Executive Director

Full Authority

Access to Information and Privacy Coordinator

Full Authority

Dated at the City of Ottawa this 30th day of November, 2015

Signed by:  
The Honourable Ralph Goodale, P.C., M.P.  
Minister of Public Safety and Emergency Preparedness


Date modified  
2022-01-06 



 

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